Files
OnlineJudge/docs/specs/2026-05-25-ast-checker-design.md
yuetsh 42549af346 docs: consolidate AST checker design spec into clean structure
Reorganize the spec from 6 incremental updates into a well-structured
document with numbered sections, consistent formatting, and no
redundancy.

Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
2026-05-25 08:58:58 -06:00

469 lines
19 KiB
Markdown

# AST Checker Design Spec
> Tree-sitter-based code structure validation for the Online Judge platform.
## 1. Overview
Teachers can configure per-problem, per-language rules that validate student code structure (e.g., "must use while loop", "cannot use for loop", "must call print()"). Rules use a predefined engine library — admins never write raw tree-sitter queries.
### Critical Invariant
AST check runs **AFTER** normal judging, **ONLY** on submissions that would be AC. If AST fails, the displayed result is `AST_CHECK_FAILED`, but **all statistics treat it as AC** — problem `accepted_number`, user profile solved status, contest ranking. The student solved the problem correctly; they just didn't use the required syntax.
### Goals
- Enforce coding constraints for pedagogical purposes (beginner programming courses)
- Support all 6 languages: Python3, C, C++, Java, Golang, JavaScript (Python3 and C prioritized)
- Predefined rule library with parameterized engines
- Full admin UI for configuring rules per problem per language
- New `AST_CHECK_FAILED` judge status with clear error messages
### Non-Goals
- Output-aware checks ("禁止直接输出完整目标答案") — requires expected output, not AST
- String literal content matching (`.2f`, `03d` format specifiers) — deferred
- Custom tree-sitter query support for admins
---
## 2. New Judge Status
```python
class JudgeStatus(models.IntegerChoices):
COMPILE_ERROR = -2
WRONG_ANSWER = -1
ACCEPTED = 0
CPU_TIME_LIMIT_EXCEEDED = 1
REAL_TIME_LIMIT_EXCEEDED = 2
MEMORY_LIMIT_EXCEEDED = 3
RUNTIME_ERROR = 4
SYSTEM_ERROR = 5
PENDING = 6
JUDGING = 7
PARTIALLY_ACCEPTED = 8
AST_CHECK_FAILED = 10 # 9 is taken by frontend SubmissionStatus.submitting
```
Helper function in `submission/models.py`:
```python
def is_accepted(result):
return result in (JudgeStatus.ACCEPTED, JudgeStatus.AST_CHECK_FAILED)
```
---
## 3. Data Model
**Problem model** — new JSONField:
```python
ast_rules = models.JSONField(null=True, blank=True, default=None)
```
Schema:
```json
{
"Python3": [
{"engine": "must_exist_node", "target": "for_loop", "message": "必须使用 for 循环"},
{"engine": "count_node", "target": "while_loop", "min": 2, "message": "while 循环至少出现 2 次"},
{"engine": "must_call_function", "target": "print", "message": "必须调用 print()"},
{"engine": "must_use_operator", "target": "+=", "message": "必须使用 += 运算符"},
{"engine": "must_call_method", "target": "append", "message": "必须使用 append()"}
],
"C": [
{"engine": "must_exist_node", "target": "for_loop", "message": "必须使用 for 循环"}
]
}
```
`target` uses **language-agnostic logical names** (e.g., `for_loop`, `while_loop`). Each engine maps these to language-specific tree-sitter node types via the mapping layer. When `ast_rules` is `null` or the current language has no rules, AST checking is skipped entirely.
---
## 4. Submission Flow
```
SubmissionAPI.post()
→ create Submission(PENDING)
→ judge_task.send()
→ JudgeDispatcher.judge()
→ apply code template
→ choose judge server
→ send to judge server
→ process judge result
→ _compute_statistic_info()
→ if result == AC and ast_rules exist for this language:
→ AST check (NEW)
→ if AST fails:
result = AST_CHECK_FAILED (display only)
err_info = rule violation details
→ update_problem_status (treats AST_CHECK_FAILED as AC)
→ push WebSocket with final result
```
The check runs on `self.submission.code` (raw student code), not the template-wrapped version.
### Integration Code
```python
# In JudgeDispatcher.judge(), after _compute_statistic_info and result determination:
if self.submission.result == JudgeStatus.ACCEPTED:
ast_rules = self.problem.ast_rules
if ast_rules and language in ast_rules:
from ast_checker.checker import check_ast
passed, errors = check_ast(self.submission.code, language, ast_rules[language])
if not passed:
self.submission.result = JudgeStatus.AST_CHECK_FAILED
self.submission.statistic_info["err_info"] = "\n".join(errors)
self.submission.save(update_fields=["result", "info", "statistic_info"])
```
### Statistics Storage
`statistic_info` uses the **actual result code** as the key: `{"0": 5, "10": 3, "-1": 20}`. This means:
- `accepted_number` = AC + AST_CHECK_FAILED combined (for overall acceptance rate)
- `statistic_info` retains the breakdown: 5 pure AC, 3 AST check failed, 20 WA
- Frontend statistics chart can show AST_CHECK_FAILED as a separate slice
### Profile Status Storage
When storing status in `acm_problems_status` / `oi_problems_status` / `contest_problems_status`, always store `JudgeStatus.ACCEPTED` (0), **never** `AST_CHECK_FAILED` (10). This ensures `my_status` shows as AC in the problem list and sidebar without special frontend handling.
---
## 5. Rule Engine
### Directory Structure
```
OnlineJudge/ast_checker/
├── __init__.py
├── checker.py # Entry point: check_ast(code, language, rules) → (bool, errors)
├── engines/
│ ├── __init__.py # Engine registry
│ ├── base.py # BaseEngine abstract class
│ ├── node_exists.py # must_exist_node / must_not_exist_node
│ ├── node_count.py # count_node
│ ├── function_call.py # must_call_function / must_not_call_function / count_function_call
│ ├── method_call.py # must_call_method / must_not_call_method
│ ├── operator.py # must_use_operator
│ ├── keyword_arg.py # must_use_keyword_arg
│ ├── import_check.py # must_import / must_not_import
│ └── structural.py # nested_for, chained_comparison, swap_assignment, etc.
└── mappings/
├── __init__.py # get_mapping(language) dispatcher
├── python.py
├── c.py
├── cpp.py
├── java.py
├── go.py
└── javascript.py
```
### Engine Interface
```python
class BaseEngine:
def check(self, tree, rule, language, mapping) -> list[str]:
"""Returns error messages (empty = pass)."""
raise NotImplementedError
```
### Entry Point
```python
def check_ast(code: str, language: str, rules: list[dict]) -> tuple[bool, list[str]]:
"""
Parse code with tree-sitter, run all rules, return (passed, error_messages).
- Empty rules → (True, [])
- Parse failure → (True, []) — skip AST check, let compiler report errors
"""
```
### Engine Catalog
| Engine | Parameters | Description |
|---|---|---|
| `must_exist_node` | `target` | Node type must appear at least once |
| `must_not_exist_node` | `target` | Node type must not appear |
| `count_node` | `target`, `min?`, `max?` | Node type count within [min, max] |
| `must_call_function` | `target` | Must call a function (e.g., `print`, `input`) |
| `must_not_call_function` | `target` | Must not call a function |
| `count_function_call` | `target`, `min?`, `max?` | Function call count within range |
| `must_call_method` | `target` | Must call a method (e.g., `.append()`) |
| `must_not_call_method` | `target` | Must not call a method |
| `must_use_operator` | `target`, `category?` | Must use a specific operator (see below) |
| `must_use_keyword_arg` | `target` (fn), `arg_name`, `value?` | Must use keyword arg in a call |
| `must_import` | `target` | Must import a module |
| `must_not_import` | `target` | Must not import a module |
| `must_use_variable_name` | `target` | Must assign to a variable with this name |
| `must_not_use_variable_name` | `target` | Must not use a variable with this name |
| `nested_for` | — | Must have nested for loops |
| `chained_comparison` | — | Must use chained comparison (Python only) |
| `swap_assignment` | — | Must use swap assignment (Python only) |
| `chain_assignment` | — | Must use chain assignment (Python only) |
| `must_use_recursion` | — | Must have a self-calling function |
| `no_recursion` | — | No function may call itself |
**Operator categories** (auto-inferred from `target`):
- Arithmetic (`+`,`-`,`*`,`/`,`//`,`%`,`**`) → binary expressions
- Augmented (`+=`,`-=`) → augmented assignments
- Comparison (`==`,`!=`,`>`,`>=`,`<`,`<=`) → comparisons
- Logical (`and`,`or`,`not`) → boolean/unary expressions
- Bitwise (`&`,`|`) → binary expressions
### Language Mapping
Each mapping file exports a dict translating logical names to tree-sitter node types:
```python
# mappings/python.py
PYTHON_MAPPING = {
"for_loop": "for_statement",
"while_loop": "while_statement",
"if_statement": "if_statement",
"else_clause": "else_clause",
"elif_clause": "elif_clause",
"break": "break_statement",
"continue": "continue_statement",
"function_definition": "function_definition",
"return": "return_statement",
"try_except": "try_statement",
"with_statement": "with_statement",
"list_comprehension": "list_comprehension",
"list_literal": "list",
"dict_literal": "dictionary",
"set_literal": "set",
"f_string": "format_string",
"import": "import_statement",
"import_from": "import_from_statement",
"assignment": "assignment",
"class_definition": "class_definition",
# Operators map to themselves in Python
"+": "+", "-": "-", "*": "*", "/": "/", "//": "//", "%": "%", "**": "**",
"+=": "+=", "-=": "-=",
"==": "==", "!=": "!=", ">": ">", ">=": ">=", "<": "<", "<=": "<=",
"and": "and", "or": "or", "not": "not",
"&": "&", "|": "|",
}
# mappings/c.py
C_MAPPING = {
"for_loop": "for_statement",
"while_loop": "while_statement",
"if_statement": "if_statement",
"else_clause": "else_clause",
"break": "break_statement",
"continue": "continue_statement",
"function_definition": "function_definition",
"return": "return_statement",
"assignment": "assignment_expression",
# ... C-specific mappings
}
```
### Known Limitations
- **Method call detection is name-based only**: `must_call_method("append")` matches any `.append()` regardless of object type. tree-sitter has no type information. Acceptable for teaching scenarios.
- **Structural rules are language-specific**: `swap_assignment`, `chained_comparison`, `chain_assignment` apply only to Python. The engine returns pass for unsupported languages.
---
## 6. Backend Impact Checklist
Every location that checks `JudgeStatus.ACCEPTED` must be updated to use `is_accepted()` or `result__in=[ACCEPTED, AST_CHECK_FAILED]`.
### 6.1 `judge/dispatcher.py` — Statistics Methods (10 changes)
| Line | Current Code | Change |
|---|---|---|
| 106 | `resp_data[i]["result"] == JudgeStatus.ACCEPTED` | **NO CHANGE** — individual test case results from judge server |
| 205 | `self.submission.result = JudgeStatus.ACCEPTED` | **NO CHANGE** — initial result assignment, before AST check |
| 254 | `self.last_result != JudgeStatus.ACCEPTED and self.submission.result == JudgeStatus.ACCEPTED` | → `not is_accepted(self.last_result) and is_accepted(self.submission.result)` |
| 264 | `acm_problems_status[problem_id]["status"] != JudgeStatus.ACCEPTED` | → `not is_accepted(...)` |
| 266 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
| 274 | `oi_problems_status[problem_id]["status"] != JudgeStatus.ACCEPTED` | → `not is_accepted(...)` |
| 280 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
| 292 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
| 305-310 | `acm_problems_status[problem_id] = {"status": self.submission.result, ...}` | → store `JudgeStatus.ACCEPTED` as status when `is_accepted()` |
| 308 | `acm_problems_status[problem_id]["status"] != JudgeStatus.ACCEPTED` | → `not is_accepted(...)` |
| 310 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
| 320-331 | OI mode — same pattern as ACM | Same changes |
### 6.2 `judge/dispatcher.py` — `update_contest_problem_status()` (5 changes)
| Line | Current Code | Change |
|---|---|---|
| 344 | `{"status": self.submission.result, ...}` | → store `JudgeStatus.ACCEPTED` when `is_accepted()` |
| 345 | `contest_problems_status[problem_id]["status"] != JudgeStatus.ACCEPTED` | → `not is_accepted(...)` |
| 346 | `contest_problems_status[problem_id]["status"] = self.submission.result` | → store `JudgeStatus.ACCEPTED` when `is_accepted()` |
| 357,362 | OI mode — same pattern | Same changes |
| 371 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
### 6.3 `judge/dispatcher.py` — `_update_acm_contest_rank()` (2 changes)
| Line | Current Code | Change |
|---|---|---|
| 409 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
| 424 | `self.submission.result == JudgeStatus.ACCEPTED` | → `is_accepted(...)` |
Lines 417/433 (`!= COMPILE_ERROR` → increment `error_number`) are automatically correct once 409/424 are fixed. Without this fix, AST_CHECK_FAILED would fall into the `elif` branch and incorrectly add 20 minutes penalty.
### 6.4 `judge/dispatcher.py` — `_update_oi_contest_rank()`
**NO CHANGE needed.** OI rank uses `statistic_info["score"]` set by `_compute_statistic_info()` before AST check. AST check does not modify the score.
### 6.5 Other Backend Files (11 changes)
| File | Line(s) | Change |
|---|---|---|
| `account/views/oj.py` | 468, 483 | `result=JudgeStatus.ACCEPTED``result__in=[ACCEPTED, AST_CHECK_FAILED]` |
| `comment/views/oj.py` | 31 | Same |
| `contest/views/admin.py` | 220 | Same |
| `problem/views/oj.py` | 199, 210 | Same |
| `problem/views/oj.py` | 241 | **NO CHANGE** — profile stores ACCEPTED(0) |
| `problem/views/admin.py` | 530, 596 | `Count("id", filter=Q(result=JudgeStatus.ACCEPTED))``Q(result__in=[...])` |
| `problem/views/admin.py` | 444, 472 | **NO CHANGE** — full resets |
| `problemset/views/oj.py` | 190 | `result != JudgeStatus.ACCEPTED``not is_accepted(result)` |
| `problemset/management/commands/fix_problemset_progress.py` | 41 | `result=JudgeStatus.ACCEPTED``result__in=[...]` |
| `class_pk/views/oj.py` | 280, 291 | Same |
| `submission/views/admin.py` | 81, 94 | `Count(...filter=Q(result=JudgeStatus.ACCEPTED))``Q(result__in=[...])` |
**Total: 28 backend changes + 3 no-change confirmations = 31 audit points**
---
## 7. Frontend Changes
### 7.1 Status Code Registration
`ojnext/src/utils/constants.ts`:
```typescript
// SubmissionStatus enum
ast_check_failed = 10,
// JUDGE_STATUS object
"10": {
name: "代码检查未通过",
type: "warning",
},
```
`ojnext/src/utils/types.ts` line 68 — add `| 10` to `SUBMISSION_RESULT` type.
### 7.2 SubmissionResult.vue
| Line | What | Change |
|---|---|---|
| 37-38 | Shows `err_info` for `compile_error`, `runtime_error` | Add `ast_check_failed` |
| 110-112 | Shows test case details | Add `ast_check_failed` |
| 119 | `item.result === 0` in test case filter | No change — individual test cases are result 0 |
### 7.3 SubmitCode.vue
| Line | What | Change |
|---|---|---|
| 152 | Confetti on AC | **NO CHANGE** — no celebration for AST fail |
| 162 | `if (result !== SubmissionStatus.accepted) return` — sets `my_status = 0` | **Add `ast_check_failed`**: `if (result !== SubmissionStatus.accepted && result !== SubmissionStatus.ast_check_failed) return` |
Without the line 162 fix, the problem stays "unsolved" in the sidebar until page refresh.
### 7.4 Other Frontend (no changes needed)
| Component | Why |
|---|---|
| `oj/api.ts` (my_status check) | Backend stores 0 in profile, not 10 |
| `ProblemComment.vue` (my_status check) | Same reason |
| `ProblemInfo.vue` (statistic chart) | Covered by constants.ts — chart auto-shows new status |
| `useSubmissionMonitor.ts` (WebSocket) | Only treats result 9 as "still processing" |
### 7.5 Admin UI
In the problem edit page, add a collapsible "代码规则检查" section:
- **Language tabs**: Only show tabs for languages enabled on this problem
- **Rule list per language**: Each rule is a row with:
- Engine dropdown (grouped: 节点检查 / 函数调用 / 运算符 / 结构检查 / 导入…)
- Target dropdown/input (context-dependent on engine type)
- Optional parameters: `min`, `max`, `value` (shown when engine uses them)
- Message input (with auto-generated default)
- Delete button
- **Add rule button** per language tab
- Collapsed by default (most problems won't have AST rules)
---
## 8. Contest Behavior
Contests and regular problems use the **same AST check logic**. No `contest_id` guard — if the contest problem has `ast_rules`, AST check runs.
- AST_CHECK_FAILED counts as AC for contest ranking (ACM `accepted_number`, penalty time)
- When adding a bank problem to a contest, `ast_rules` is copied. Contest creator can edit/clear rules on the contest copy.
- `update_contest_problem_status()` and `_update_acm_contest_rank()` use `is_accepted()`.
- All contests currently use ACM mode only. OI code paths are updated for correctness but lower risk.
---
## 9. Legacy Data & Migration
### Migration
One Django migration (additive, no data migration):
1. Add `ast_rules` JSONField (null=True) to Problem model
2. Add `AST_CHECK_FAILED = 10` to JudgeStatus
Existing problems get `ast_rules=null` (no AST checking).
### Legacy Data Policy
- Existing submissions are **not retroactively checked**. Only new submissions after rules are added.
- `accepted_number` and `statistic_info` keep current values. `statistic_info` will naturally accumulate `"10"` entries as new AST_CHECK_FAILED submissions come in.
- Phase 2: optional "AST re-check" admin action — not in Phase 1.
---
## 10. Dependencies
```
tree-sitter
tree-sitter-python
tree-sitter-c
tree-sitter-cpp
tree-sitter-java
tree-sitter-go
tree-sitter-javascript
```
Pure Python wheels with pre-compiled grammars, no system dependencies.
---
## 11. Phased Delivery
### Phase 1 (MVP)
- Rule engine framework + `check_ast()` entry point
- **Python3 mapping** (most complete, matches full rule catalog)
- **C mapping** (second priority)
- Engines: `must_exist_node`, `must_not_exist_node`, `count_node`, `must_call_function`, `must_not_call_function`, `count_function_call`, `must_call_method`, `must_not_call_method`, `must_use_operator`
- JudgeDispatcher integration (AST check + all 28 statistics changes)
- Frontend: status code, result display, admin UI
- Migration
### Phase 2
- Engines: `must_use_keyword_arg`, `must_import`/`must_not_import`, `must_use_variable_name`/`must_not_use_variable_name`
- Structural engines: `nested_for`, `chained_comparison`, `swap_assignment`, `chain_assignment`, `must_use_recursion`, `no_recursion`
- C++ mapping
### Phase 3
- Java, Go, JavaScript mappings
- String literal content checks (format specifiers)
- Optional "AST re-check" admin action for existing AC submissions